Portfolio Analytics (live)

Portfolio Analytics

Professional portfolio review and analysis provided in a customized private-labeled report.

AAM will review client statements and provide you with suggestions based on your client’s specific financial situation, investment objectives, and risk tolerance.

advisors asset management

AAM will review fixed income positions and provide you with suggestions based on specified characteristics and risk tolerance criteria the financial professional is seeking.

New portfolio construction

Existing portfolio reviews and tune-ups

Timely buy / sell ideas

Tax swap idea generation

Advice and market context

Fair and reasonable execution

This report is customized for the financial professional on behalf of their client and based on the client's individual investment objectives and risk tolerance.

Personalize the report with your firm logo and contact information.

Important disclosure information which should be carefully read and understood prior to executing a portfolio.

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Sample Portfolio Scenario Report

How AAM Supports Financial Professionals

Capital Markets and Fixed Income Trading

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Sample Portfolio Scenario Report

Best Practice Tip

AAM can review existing portfolio holdings and generate bond proposals which can help you win new business and grow high net worth assets.

Best Practice Tip

Portfolio Summary

Best Practice Tip

Your AAM Advisory Consultant can help you explain the portfolio and answer questions. Download AAM Case Study – AAM Helps Advisor Win New Business and Grow Assets

The portfolio is customized for you at the top of each page of the portfolio scenario report.

Transaction analysis provides a summary of the proposed portfolio, including par value, principal value, estimated annual income, accrued interest, and other portfolio summaries.

The asset allocation analysis section provides a quick breakdown of the assets in the proposed portfolio. For example, municipal bonds comprise about 53% of the total holdings in this report.

Portfolio Summary

Best Practice Tip

With an average of more than 15 years of experience, AAM’s Advisory Consultants can assist you throughout the entire trade process, providing advice and market context on unsolicited trades to ensure fair and reasonable trade execution.

Pie charts provide a visual breakdown of the portfolio, including: - Security Type - Duration Analysis - Credit Quality Breakdown - Coupon Ranges

Bar charts offer a quick summary of various payout scenarios, including: - Monthly Income Estimates - Cash Flow Estimates - Maturity Payments - Potential Call/Redemption Calendar

The asset allocation analysis section provides a quick breakdown of the assets in the proposed portfolio. For example, municipal bonds comprise about 53% of the total holdings in this report.

Portfolio Analysis

Portfolio Summary

Best Practice Tip

AAM continuously monitors known bond positions to help you stay in front of bond changes and investment opportunities.

The report provides a detailed table of suggested fixed income holdings based on the suitability guidelines and objectives provided by the financial professional.

The fixed income suggested holdings are separated by asset class.

Each row under the heading provides important bond information, including the issue name, bond rating, quantity of bonds, percentage of total portfolio, coupon, maturity date, bond duration, yields, price, annual income, principal and accrued interest. A row summarizing the suggested holdings in each asset class is located below the individual holdings and is designated with bold text.

Portfolio Holdings

A row summarizing the suggested holdings in each asset class is located below the individual holdings and is designated with bold text.

Portfolio Summary

Portfolio Analysis

Portfolio Holdings

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How AAM's Advisory Consultants Support Financial Professionals

Knowledgeable AAM Advisory Consultants complement your existing financial practice, offering holistic advice and support throughout the entire fixed income investment process. In addition to providing market access and trade execution, AAM’s Advisory Consultants seek to provide relevant insights along with portfolio trade ideas for various market conditions.

Broad and diverse access to the entire bond market

Customized attention and one-on-one support

Professional portfolio review and analysis

Advice and market context

Continuous monitoring of known bond positions

Actionable commentary, timely sales ideas, and market insight

Capital Marketing Access & Expertise Leveraging decades of proven experience, AAM’s Capital Markets Team offers a full suite of trading services supported by a highly skilled sales force. With a dedicated fixed income team of over 50 sales and trading professionals, we strive to deliver quality trade ideas and execution across a broad spectrum of fixed income investments.

Full Service Trading Desk A highly experienced Trading Desk helps financial professionals capitalize on bond pricing, attractive yields, and diverse investment choices. Seasoned taxable and tax-exempt traders work closely with your AAM sales professional to provide market insight and identify bond opportunities.

Value-Add Resources AAM has a variety of value-add resources designed to meet the specific investment needs of financial professionals, including timely commentary, credit updates, online education, webinars, and more. Our intuitive website allows you to search bond offerings from all major ECNs as well as AAM’s own inventory. You can also build custom private-labeled reports and access security level bond alerts.

Professional Support Whether you are seeking one-on-one support or general market access and trade execution, AAM is your go-to resource for investing in the fixed income markets. As your gateway to all AAM’s value-add resources, sales professionals average over 15 years of experience and are skilled at identifying portfolio opportunities and navigating the capital markets.

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Capital Markets and Fixed Income Training

Advisors Asset Management, Inc. (AAM) is a well-capitalized, full-service broker-dealer that is committed to providing a competitive fixed income market and access to distribution. With expertise in origination and execution, AAM’s Trading Desk offers taxable and tax-exempt trading solutions that support the broker-dealer community.

years of experience in the fixed income markets

40+

Access to all major ECNs and direct feed from major dealers

ECN

available offerings including AAM inventory

70,000+

traders specializing in specific investment types and sectors

20+

notional fixed income sales in 2020

$6.8B

average monthly trade volume

$875M

trades executed monthly

10,000+

AAM Capital Markets Trading Desk

9 team members averaging 17 years of experience

AAM Capital Marketing Trading Desk

Taxable Fixed Income

Tax-Exempt Fixed Income

structured products

Taxable Fixed Income

$4 billion+ notional taxable fixed income traded on major ECNs in 2020

55,000+ taxable fixed income trades executed on major ECNs in 2020

tax-exempt fixed income

8 team members averaging 17 years of experience

$2.8 billion+ notional tax-exempt fixed income traded on major ECNs in 2020

36,000+ tax-exempt fixed income trades executed on major ECNs in 2020

structured products

6 team members averaging 17 years of experience

$3.7 billion+ Structured Products traded in 2020

23,000+ Structured Product trades executed in 2020

corporate bond trading

$250 million corporate bonds traded monthly

Access to over 10,000 available corporate offerings daily

4,500+ trade executions per month

mortgage & agency trading

$80-100 million traded monthly

Access to over 2,000 available offerings daily

Ability to structure and underwrite new deals

cd trading & origination

Complete access to the entire brokered CD marketplace

Access to over 255 issuing banks

Ability to underwrite CDs with a large range of regional and community banks across the nation

Taxable Fixed Income

Ability to underwrite CDs with a large range of regional and community banks across the nation

Participation in primary market new issuance, including preferreds

municipal bond trading

$235 million municipal bonds traded monthly

New issue municipal syndicate participant

Access to over 60,000 available municipal offerings daily

3,000+ trade executions per month

New issue municipal syndicate participant

Tax-Exempt Fixed Income

structured products trading

$300 million Structured Products traded monthly

Approximately 2,000 trade executions per month

Secondary trading capabilities and liquidity

Tier One status across all major domestic and foreign issuers, providing direct issuer access

structured products

Ability to structure custom deals, encouraging issuer competition to identify most attractive pricing and terms

Offer approximately 15 AAM-exclusive CUSIPs monthly with equity and rate-linked solutions

Expertise in origination with ability to underwrite Structured CD and Note offerings

For informational purposes only. Does not pertain to any security product or service and is not an offer or solicitation of an offer to buy or sell any product or service. ©2020 Advisors Asset Management. Advisors Asset Management, Inc. (AAM) is an SEC-registered investment advisor and member FINRA/SIPC. 18925 Base Camp Road • Monument, CO 80132 • www.aamlive.com CRN: 2019-0918-7693R

FOR FINANCIAL PROFESSIONAL USE ONLY. NOT FOR USE WITH THE GENERAL PUBLIC.

For illustrative purposes only.

Customizable Cover Page

Portfolio Summary

Portfolio Analysis

Portfolio Holdings

VIEW SAMPLE REPORT

Capital Markets and Fixed Income Trading

This report is customized for the financial professional.