Buffered UITs
Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges, and expenses carefully before investing. Contact your financial professional or visit Advisors Asset Management, Inc. online at www.aamlive.com/uit to obtain a prospectus which contains this and other information about the trust. Read it carefully before you invest.
The Sponsor may elect to postpone the trust if certain adverse market conditions occur that affect volatility and pricing of the FLEX Options.
The trusts seek to achieve specified outcomes but there is no guarantee that the outcomes will be achieved. You may lose some or all of your money by investing in a trust.
*The Gross Historical Cap Range, Net Historical Cap Range (Standard Accounts) and Net Historical Cap Range (Fee Accounts) are shown for the date period shown above and are not intended to be predictive. The historical cap ranges reflect the highest and lowest caps available using the portfolio strategy of purchasing and writing put and call options on the underlying ETF during market conditions from the dates in the referenced range. The actual cap for the portfolio will be established on the initial date of deposit and is dependent upon current market conditions at that time. The Gross Historical Cap Range is gross of any sales charges or organization costs. The Net Historical Cap Range (Standard Accounts) and Net Historical Cap Range (Fee Accounts) are net of any sales charges or organization costs applicable to these account categories. Volatility and other market conditions may cause the cap set by a strategy to be higher or lower than the stated cap range. Both the cap and buffer for a trust are fixed levels that are calculated in relation to the price of the underlying ETF as of the time the FLEX Options are executed on the trust’s initial date of deposit. Any change in the market value of the trust’s assets between the time the FLEX Options are executed and the evaluation time on the initial date of deposit will result in unitholders experiencing a cap or a buffer different from what is described.
#The Gross Capped Return, Net Capped Return (Standard Accounts) and Net Capped Return (Fee Accounts) are shown as of each trust’s inception and represent the maximum return that each trust seeks to provide unitholders purchasing units at a price equal to their initial net asset value ($10 per unit) and holding them until such trust’s mandatory termination date. Gross Capped Return is before applicable sales fees and organization costs, Net Capped Return (Standard Accounts) is after sales fees and organization costs for units purchased through a traditional brokerage account and Net Capped Return (Fee Accounts) is after sales fees and organization costs for units purchased through a “wrap fee” account”. Both the cap and buffer for a trust are fixed levels that are calculated in relation to the price of the underlying ETF as of the time the FLEX Options are executed on the trust’s initial date of deposit. Any change in the market value of the trust’s assets between the time the FLEX Options are executed and the evaluation time on the initial date of deposit will result in unitholders experiencing a cap or a buffer different from what is described.
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QQQ: Invesco QQQ ETF TrustSM is an exchange-traded fund that seeks to track the performance of the Nasdaq-100 Index® which is an unmanaged index of 100 of the largest non-financial companies listed on the Nasdaq Select Market® or Nasdaq Global Market® based on market capitalization.
SPY: State Street® SPDR® S&P 500® ETF Trust is an exchange-traded fund that seeks to track performance of the S&P 500® Index that is an unmanaged index of 500 companies used to measure large-cap U.S. stock market performance.
Securities are available through your financial professional. For informational purposes only and not a recommendation to purchase or sell any security. This publication does not constitute advice or a recommendation to offer, sell, or solicit to deal in any security or financial product. All investing involves risk; loss of principal is possible. Past performance is not indicative of future results.
An investment in an unmanaged unit investment trust should be made with an understanding of the risks involved with owning FLEX Options based on a reference asset. These portfolios have characteristics unlike many other traditional investment products and may not be appropriate for all investors.
Nasdaq®, Nasdaq Global Select Market®, Nasdaq Global Market®, QQQ®,and Nasdaq-100® Index are registered trademarks of Nasdaq, Inc. (which with its affiliates is referred to as the “Corporations“) and are licensed for use by Advisors Asset Management, Inc. and certain unit investment ttrusts. The trusts have not been passed on by the Corporations as to their legality or suitability. The trusts are not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE TRUSTS.
Securities offered through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
©2026 Advisors Asset Management, Inc. All rights reserved. Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC. Registration does not imply a certain level of skill or training.
18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com | CRN: 2026-0521-13488 R
The AAM MLT, Large Cap Buffered 15 Portfolio is a Unit Investment Trust (UIT) that seeks to provide returns based on the price performance of shares of SPDR® S&P 500® ETF Trust (“SPY”), subject to a capped amount while also providing a limited degree of downside “buffered” protection against the first 15% of Market Reference losses during a specific period.
A registration statement relating to the units of this ADT series has been filed with the Securities and Exchange Commission but has not yet become effective. Information contained herein is subject to completion or amendment. Such units may not be sold nor may an offer to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of the units in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
ONLY ACCEPTING INDICATIONS OF INTEREST.
PRE TICKETING THRU 2/25/2026
PRICING DATE: 2/26/2026
DEPOSITED: 1/21/2026
Additional UIT Resources
Buffered MLT Educational Module
FOR FINANCIAL PROFESSIONAL USE ONLY. NOT FOR WITH THE GENERAL PUBLIC.
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A free Buffered MLT Introduction online course is available. Click HERE to access the course on AAM's website.
Porfolio Summary
Announcer
Prospectus
Prelim Prospectus
What Differentiates an AAM UIT?
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This trust is a “Market Linked Trust”. Advisor Asset Management’s (AAM’s) Market Linked Trusts are unit investment trusts designed to provide an amount per unit linked to a market reference. Market Linked Trusts are designed for investors who intend to purchase units at the trust’s inception and hold until the trust’s mandatory termination date.
Buffered MLT Educational Module
With roots dating back to 1979, AAM has been a trusted resource for financial advisors. AAM’s experienced Advisory Consultants provide financial advisors with customized advice and ongoing support, along with a broad range of carefully selected solutions including unit investment trusts (UITs).
Buffered UITs Flyer
Market Linked Trusts
Series 2026-1
PREVIOUS SERIES
Series 2026-2
Buffered Microsite
Examining Buffered MLT vs Buffered ETFs
The AAM MLT, Nasdaq-100® Buffered 15 Portfolio is a Unit Investment Trust (UIT) that seeks to provide returns based on the price performance of shares of Invesco QQQ TrustSM (“QQQ”), subject to a capped amount while also providing a limited degree of downside “buffered” protection against the first 15% of Market Reference losses during a specific period.
A registration statement relating to the units of this ADT series has been filed with the Securities and Exchange Commission but has not yet become effective. Information contained herein is subject to completion or amendment. Such units may not be sold nor may an offer to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of the units in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
ONLY ACCEPTING INDICATIONS OF INTEREST.
DEPOSITED: 1/21/2026
Porfolio Summary
Prospectus
Market Linked Trusts
Series TBD
This trust is a “Market Linked Trust”. Advisor Asset Management’s (AAM’s) Market Linked Trusts are unit investment trusts designed to provide an amount per unit linked to a market reference. Market Linked Trusts are designed for investors who intend to purchase units at the trust’s inception and hold until the trust’s mandatory termination date.
Series 2026-2
PRE TICKETING THRU 2/17/2026
PRICING DATE: 2/18/2026
Announcer
Prelim Prospectus
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PREVIOUS SERIES
AAM MLT, Large Cap Buffered 15 Portfolio
AAM MLT, Nasdaq-100® Buffered 15 Portfolio
AAM MLT, Nasdaq-100® Buffered 15 Portfolio
MLT RESOURCES
AAM MLT, Large Cap Buffered 15 Portfolio
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