FIDUCIARY OVERSIGHT
& GOVERNANCE
• Coordination of service providers (Administrator/Transfer Agent, Custodian),
auditor, legal advisor & fund directors
• Fund documentation maintenance
• Facilitation of regulatory and investor reporting (financial statements, EMIR, KID/SRL..)
• FATCA/CRS (Beps) Officer & Anti-money laundering
• Invoice Management
FUND DESIGN
& STRUCTURING ADVICE
• Feasibility assessment, fund solution design, drafting & filing of offering/legal documents
• Selection of reliable service providers & implementation of delegations
• Facilitation of market access (custody account(s) opening, clearing agreements) & IT interfaces
• Project coordination & liaison with relevant supervisory authorities
OPERATIONAL SUPPORT
& REPORTING
• Facilitation of Corporate Secretary services
• Provision of conducting officers/designated
persons & fund directors
• Independent risk measurement/management
• Supervision of outsourced functions and
reporting to Fund's Board of Directors
• Proxy voting
• Cross-Border Passporting - Preparation and
filing of passport notification files/letters
with competent supervisory authorities
• Coordination with local legal representatives,
paying agents & translation agencies
• Facilitation of Tax reporting
• Access to Open-Architecture fud platforms
ADDITIONAL VALUE-ADDED SUPPORT TOOLS & SERVICES
DISTRIBUTION SUPPORT
& PAN-EU REGISTRATION SERVICES
• ALTO* Platform (front-to-back/back to front data integration, performance & risk analytics, compliance, ESG)
• Third-party fund research, manager selection & due diligence
• Research & advisory on asset allocation
• Outsourced dealing (global market access, best selection/ execution, liquidity)
• Portfolio management, incl. cash/collateral management