Tap into additional legal expertise
Seamlessly connect to some of Canada’s most respected legal experts, thanks to our association with BLG, including investment management, enforcement and litigation, tax, employment, IP, privacy and M&A. For legal services beyond our scope, we can introduce you to our colleagues at BLG and ensure you’re well taken care of.
Achieve cost certainty + customization
Mix and match from our menu of practical compliance programs to build a fixed-fee plan that includes monthly check-ins and general counsel advisory hours to take care of those inevitable
day-to-day questions. Choose only what you
need — all for one monthly price.
Get the right people in your corner
We assemble the best team for your needs,
whether that’s an experienced lawyer, a compliance consultant with registrant experience or a law clerk, to ensure your securities compliance services
are both comprehensive and cost-effective. Our professionals can fill your team’s short- or
longer-term compliance resource gaps.
Receive practical answers, fast
Get the answers you need from a team of
experts with a singular focus on securities regulatory compliance, backed by the bench strength of BLG’s national investment management practice group. We’re approachable, creative problem solvers who
are quick to respond with practical solutions.
Be ready for what’s next
Take a proactive approach to your compliance program by getting ahead of regulatory requirements and addressing potential gaps before they’re an issue. We keep track of regulatory developments and expectations so
you can be confident in understanding what needs to change in your compliance approach.
Prioritize your compliance
tasks with confidence
We can help you prioritize, plan and resource your compliance activities properly, including knowing exactly what you need to do and when, for tasks big and small.
Tap into additional
legal expertise
Seamlessly connect to some of Canada’s most respected legal experts, thanks to our association with BLG, including investment management, enforcement and litigation, tax, employment, IP, privacy and M&A. For legal services beyond our scope, we can introduce you to our colleagues at BLG and ensure you’re well taken care of.
Get the right people
in your corner
We assemble the best team for your needs, whether that’s an experienced lawyer, a compliance consultant with registrant experience or a law clerk, to ensure your securities compliance services are both comprehensive and cost-effective. Our professionals can fill your team’s short- or longer-term compliance resource gaps.
Achieve cost certainty + customization
Mix and match from our menu of practical compliance programs to build a fixed-fee plan that includes monthly check-ins and general counsel advisory hours to take care of those inevitable day-to-day questions. Choose only what you need — all for one monthly price.
Receive practical answers, fast
Get the answers you need from a team of experts with a singular focus on securities regulatory compliance, backed by the bench strength of BLG’s national investment management practice group. We’re approachable, creative problem solvers who are quick to respond with practical solutions.
Be ready for what’s next
Take a proactive approach to your compliance program by getting ahead of regulatory requirements and addressing potential gaps before they’re an issue. We keep track of regulatory developments and expectations so you can be confident in understanding what needs to change in your compliance approach.
Prioritize your compliance
tasks with confidence
We can help you prioritize, plan and resource your compliance activities properly, including knowing exactly
what you need to do and when, for
tasks big and small.