Wherever you want to go next Broadridge will help you get there.

Moving trading and connectivity forward

Where could you go with the right trading technologies?

to greater profitability with powerful trading and connectivity tools that move as fast as you do and to greater efficiency with tailor-made workflows

to new markets to capture growth and to new asset classes to diversify your business

to new frontiers of innovation by applying next gen technologies today while positioning you for tomorrow

Broadridge Trading and Connectivity Solutions will help you transform:

Upward

Onward

Forward

Broadridge Trading and Connectivity Solutions Suite

By simplifying and streamlining front, middle and back-office functions with modular components, we can help you optimize the entire trade lifecycle.

Idea

to

Trade

Settlement

to

High-touch trading – Agency trading, risk trading and market making workflows, position management and trade reporting Low-touch trading – Automated trade flow, integration to liquidity-seeking strategies, smart order routing and exception management Portfolio trading – Simultaneous trading of baskets of stocks for index arbitrage, portfolio restructuring or outright buy/sell interests Smart order routing – Navigate complex and highly fragmented markets for liquidity with fast and intelligent routing to new venue types Compliance and risk – Detailed audit trails and complete order flow transparency for compliance with key regulations and regulators Connectivity, Onboarding and Monitoring Service – Core messaging ecosystem, client certification, onboarding, testing tools and more

Market making – Tbricks

What is it?

Who is it for?

Who uses it today?

Automating scalable and high-performance trading

A integrated multi-asset pricing and trading platform that features a wide range of specialized tools and functions tailored for various trading strategies

Prop trading firms, banks, and systematic hedge funds that trade and make markets in equities, derivatives, FX and fixed income globally

Over 200 firms have access to 300 customizable apps for multi-asset trading across over 100 venues globally

Volatility trading and pricing – Integrate proprietary models and custom interfaces to implement a quantitative trading tool set Options trading and market making – Connect to a wide range of asset classes and global markets ETF trading – Access a wide range of specialized tools and functions for ETF market makers via a global multi-asset pricing and trading platform

What is it?

Who is it for?

Who uses it today?

Access one of the largest established FIX order routing networks and leverage the NYFIX portal to view TCA and portfolio analytical reports and initiate post-trade matching

Front- and middle-office staff and operations teams at buy- and sell-side firms trading equities, ETFs, fixed income, derivatives, swaps or FX anywhere in the world

1,500 buy-side and 600 sell-side firms routing over 33 million messages daily, with the ability to process up to 20 million matches per day

Brokers – Explore available brokers and request access electronically Monitoring – Comprehensive view of orders with powerful filtering and navigation features Matching – FIX-based post-trade allocation and matching service Status – Real-time status of counterparties connections Reports – TCA and other analytical reports for execution assessment

Connectivity

Defining the industry standard in order routing and post-trade allocation, confirmation and affirmation

NYFIX –

Multi-asset and multi-region support – Global coverage multi-asset, multi-currency, multi-region. Front- and back-office agnostic Automated functions – Automated flow processing, data management, and down-stream feeds, reducing the need for manual intervention Exception management – One stop for all exception management and monitoring Allocation management – Receive allocation management from variety of methods and manage allocation workflows at a granular level Managed solution – Deployed, fully managed and supported products integrated with our back-office

A multi-asset trading platform with sophisticated automation capabilities and rich workflow functionality for the sell side

What is it?

Front- and middle-office teams at broker-dealers trading equities, ETFs, fixed income, derivatives, or FX

Who is it for?

150+ clients and thousands of active traders globally. The platform is also connected to 150+ exchanges and trading venues

Who uses it today?

Fueling innovation and efficiency in sell-side trading

Order Management System –

Trading

A front-and-back-office agnostic solution that automates and simplifies street and client middle-office workflows

What is it?

Middle-office teams at capital markets firms that have multiple front and back offices and need a consolidated view of global markets, currencies, and asset classes

Who is it for?

35 buy-side and sell-side clients, with 15 new broker dealers being onboarded

Who uses it today?

Streamlining the trade lifecycle across asset classes and regions

Middle Office Solution –

Middle Office

Case study

NYFIX case study

Case study

Product sheet

Case study

Product sheet

OMS case study

Product sheet

to new frontiers of innovation by applying next gen technologies today while positioning you for tomorrow

Forward

to greater profitability with powerful trading and connectivity tools that move as fast as you do and to greater efficiency with tailor-made workflows

Upward

to new markets to capture growth and to new asset classes to diversify your business

Onward

Idea

Trade

Settlement

Broadridge Trading and Connectivity Solutions will help you transform:

to

By simplifying and streamlining front, middle and back-office functions with modular components, we can help you optimize the entire trade lifecycle.

Case study

Product sheet

Case study