A strategic approach to corporate governance
Class actions and collective proceedings involving securities and financial products are growing in volume and complexity.
Billions of dollars are left on the table due to lack of information, errors, missed filings and a “check the box” approach to claims preparation.
Recovery opportunities are booming
New legal pronouncements are frequent
Recovery options vary materially by country and case
Portfolio monitoring needs have evolved
Claims filings are complicated and labor intensive
Compliance requires specialized knowledge
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Our 35+ dedicated class action professionals offer real-world expertise across all relevant functions.
Broadridge Global Class Action Services makes it easy to identify opportunities, file claims and recover moneys. We streamline and automate asset recovery, so you can focus on your core business objectives.
Seven capabilities can help you maximize your recoveries.
As a global Fintech leader, Broadridge supports the world’s-leading brokers, investment firms and asset managers.
A robust Class Action Portal puts the world at your fingertips, so you can track and monitor results every step of the way.
Our end-to-end solution employs a client Advocacy Model that covers all security types and legal remedies worldwide.
With 45 offices worldwide, Broadridge monitors class and collective action developments in every jurisdiction.
We provide settlement notification services to millions of investors each year for the world’s-largest broker-dealers.
In-depth reports, monthly updates and insightful webinars keep you up to date on all the trends.
1. Choose a Framework
2. Segment Messaging
3. Drive Engagement
4. Transform Proxy
5. Go Virtual
In these short, 30-second videos, you’ll learn what it takes to maximize recovery for over 850 satisfied clients.
Best practices >>
Global Research & Opportunity Tracking
Data Management & Portfolio Monitoring
Lead Plaintiff Support
Broker-Dealer Investor Notification
Investor Recovery Policy Development
One firm spent significant time and resources to file a claim in 2020, which covered millions of shares of common stock.
The investor then engaged Broadridge. Our audit of this claim determined that the client’s common stock purchases did not result in a Recognized Loss pursuant to the Plan of Allocation. Plus, the claim was missing an entire class of derivative securities potentially eligible for payment.
Engaging Broadridge earlier could have saved the client significant time and diversion of internal resources. Our identification of additional paths to recovery further confirmed the client’s decision to move from internal management to a partnership with Broadridge.
What would an audit uncover at your firm?
Read a real-world example
Gain an instant view of every action, deadline, claim and filing. Our robust database gives you an advanced look at all high-impact cases—so preparations can be made years before an actual settlement. Sophisticated AI and machine learning deliver predictive models— detailing what you can expect to receive…and when you can expect to receive it.
ISO 27001 certified, SAE Certified, CSA STAR Level 2 Certified and NIST IT Cybersecurity alignment; plus SOC 2 Type II certification from Deloitte for customer statements; confirms, checks and tax statements.
The latest developments
24/7 access to global class action litigation developments and asset recovery opportunities.
More robust reporting
Organized by investor, account, case, jurisdiction, activity, (e.g. filings, distributions), and time period.
View all client opportunities, filed claims, pending claims, claims requiring attention, paid claims, and distributions.
<< Best practices
Single point of contact
Global reach >>
Oversight for your portfolio
Access to entire Global Class Action team
Audit the work of the claims administrator
Review and analyze your data
During a recent multi-billion-dollar settlement administration, a claim was rejected because the administrator found that the claim did not include sufficient supporting documentation in response to an audit request.
Broadridge requested a judicial review. We prepared and submitted a detailed statement explaining the sufficiency of the supporting documentation and we had experts on call to present to the court, if necessary.
The Broadridge Advocacy Model drove a reversal of the administration’s decision, revitalizing a potential multimillion-dollar distribution. Court intervention was not required.
We dive deeper to ensure you receive every penny to which you’re entitled.
Our team monitors class and collective action developments everywhere, with deep-rooted understanding of international collective proceeding mechanisms and securities laws around the world.
Associates in 17 countries worldwide
Processing locations globally
Key financial centers served
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Markets to Watch
International Development & Support
Asian Sales IT & Support
European Client Support
Processing Support & Outsourcing Services Center
Primary Data Center, Development & Support
Investor Communication Center
Transaction Processing, Customer & Investor Communications
<< Global reach
Identify preferred channel
with the most up-to-date contact information
and reduce notification delivery costs
Accelerate notification delivery
of a missed settlement or investor notification
Mitigate the risk
As the class action market grows in size and scope, becomes more complex, and expands to more markets worldwide, Broadridge is investing in the right people and technology to keep its clients ahead of the curve and Ready for Next.
Annual Class Action report
The top 10 most complicated class action asset recovery opportunities of 2021.
Access the latest global class action trends, insights and analysis to help you simplify the complex, and maximize your asset recovery.
Global class action insights
As global securities class action filings continue to expand, so do opportunities for investor asset recovery.
INVESTORS ARE PAYING ATTENTION
dedicated GCAS team members with an average of 14 years’ experience
years of expertise
in annual revenue
satisfied class action clients
Don’t leave money on the table.
Choose Broadridge Global Class Action Services.