Transformation is mandatory. Prepare for what’s next—today.

Broadridge Consulting Services

New opportunities emerge faster every day.

From tech modernization, T+1, cryptocurrency and more, how will your firm meet the challenges of the rapidly evolving financial landscape? Efficient, accelerated innovation is your key to gaining and maintaining a competitive edge.

Tap into a wealth of domain knowledge and focused, practical expertise. Gain proven excellence in both strategy and execution. Our specialists in operations and technology business consulting, communications and customer experience deliver the capabilities that make a difference.

Meet tomorrow’s challenges today.

Broadridge Consulting Services

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Apply our proven expertise in systems and operations modernization across the financial landscape. Quickly adapt to industry-specific requirements, optimize efficiency and capitalize on new and emerging opportunities.

Digital transformation means embracing technological innovation.

U.S.

Operations Innovation and Execution

End-to-end straight-through processing Alignment of target operating models Business transformation and digitization Outsourcing advisory

Operations Innovation and Execution

Technology Acceleration

Automation and integration of emerging technologies Blockchain and distributed ledger technology Agile and waterfall project management Testing as a service

Technology Acceleration

Post-trade Finance Modernization

Data analytics, transparency and control Risk and regulatory reporting and compliance Risk management and funding strategies Accounting and treasury management

Post-trade Finance Modernization

Regulatory Readiness

• Regulatory monitoring • Business impact assessments • Strategies for risk mitigation • Program planning and execution

Regulatory Readiness

Resourcing Services

Staff augmentation Project augmentation: Project managers, business analysts and subject matter specialists Operations Resourcing Services (ORS) Technology Resourcing Services (TRS)

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Resourcing Services

Communications and Customer Experience

Communications assessments Omni-channel communications design Hyper-personalization Environmental, Social and Governance (ESG) Investor class actions management

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Communications and Customer Experience

Data Transformation

• Data science and analytics • Data engineering and lineage • Data governance and stewardship

Data Transformation

Broadridge Consulting Services

ASSET MANAGEMENT CAPITAL MARKETS WEALTH MANAGEMENT CONSUMER MARKETS CORPORATIONS

Footprint in global financial hubs

100

Direct consultants worldwide

100

Successfully completed engagements

300

Your infrastructure must be ready for today’s and tomorrow’s changes for long-term success. How will your firm adapt? New technologies require new thinking, new roles and new skills. Make our experts your experts to modernize your business model, redefine the client experience and reset your tasks and operations.

Cryptocurrency

T+1

Multi-asset processing

Discover which cryptocurrencies investors are looking for Assess and deploy the right technologies Team up with the right partners Prepare advisors to capture their share of $4.6 billion in new fee revenue

T+1 Image: Looking up to the tops of an urban financial district’s glass skyscrapers as a bright yellow sun appears between them against a clear blue sky.

Your transition to T+1 and then to T+0 demands a quantum leap in automation technology and operational efficiencies. Discover the next-gen technologies and processes that deliver the speed, security and resilience firms require—and how to put them to work.

Broadridge can help.

Learn how

Broadridge can help.

Learn how

Broadridge can help.

Learn how

Dynamic image of large server room looking along a bank of processors toward a brightly lit doorway at the end of the aisle.

Faced with changing market dynamics and increasing pressure to drive efficiency across asset classes, sell-side firms require a multi-asset post-trade approach. Discover how to transform your business to process a broader range of asset classes while overcoming the glaring inefficiencies of siloed legacy technologies.

Broadridge can help.

Learn how

Tech modernization

Cryptocurrency

T+1

Multi-asset processing

T+1

Cryptocurrency

Tech modernization

T+1 migration plans

Securities-based lending

Prime brokerage and self-clearing assessments

ESG benchmarking, assessments, policy and strategies development

Advisor/RIA program optimization

Robotic process automation

No-code technology

Cryptocurrency readiness

Fraud compliance and surveillance

Communications transformation

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Resourcing Services

Cropped image of Earth from space showing yellow-orange lights on the lands below overlaid with a curved hexagonal grid of thin blue lines lit by a flare of blue-white light at the earth’s edge. This represents business infrastructure.

Image of golden coins inscribed the bitcoin symbol resting on a computer motherboard representing the digital nature of cryptocurrency.

Tech modernization

Multi-asset processing

Cryptocurrency is giving early-adopting advisors a unique opportunity to expand their book of business. From back-office technology extensions to front-office tools and education, firms must act now.

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Cryptocurrency is giving early-adopting advisors a unique opportunity to expand their book of business. From back-office technology extensions to front-office tools and education, firms must act now. • Discover which cryptocurrencies investors are looking for • Assess and deploy the right technologies • Team up with the right partners • Prepare advisors to capture their share of $4.6 billion in new fee revenue

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Multi-asset processing

Find out more about Broadridge Consulting Services, in the region you are located:

Canada

EMEA

APAC

U.S.

Distributed ledger technology

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