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Optimize processes, manage
compliance and build relationships
Broadridge works side by side with trust and wealth management firms to create efficiency, support compliance and deliver data-driven insights that drive success.
Combining next-gen technologies, powerful data and deep-rooted expertise, we deliver automated, intelligent solutions to optimize operations while reducing risk, effort and costs.
TRUST AND CUSTODY FIRMS
Innovation and expertise that drive growth
Next-gen technologies
Powerful data
Deep-rooted expertise
Automated intelligent solutions to optimize operations
Ways we help trust services providers gain an operational advantage.
Compliance
and business insights.
An operating model that lets you keep the focus on your clients, deliver a higher level of service, and scale easily.
Compliance
and business insights.
Build, grow
and manage.
Build, grow
and manage.
Drive growth, enhance communications and optimize your practice
with a suite of advisor solutions designed specifically for you.
Transform communications.
Transform communications.
Our solutions make it easy for you to connect with customers across a range of digital channels, save print and mail costs, gain efficiencies and create revenue opportunities.
Efficient, accurate
and transparent trading.
Efficient, accurate
and transparent trading.
Our specialized platforms automate critical processes and open up access to more than 30,000 funds, while reducing errors, optimizing back-office efficiency and increasing transparency between firms
and intermediaries.
Simple and effective
proxy processing.
Simple and effective
proxy processing.
From distribution and presentment to voting, tabulation and reporting, leverage the market’s most complete turnkey solution to boost engagement, reduce costs and ensure compliance with a lot less effort.
End-to-end
recovery services.
End-to-end
recovery services.
Meet fiduciary obligations and maximize recovery revenue from global securities class action cases worldwide with a flexible service model for research, filing, claim payment distribution and notification.
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of senior executives say Artificial Intelligence is now significantly changing the way they work.
71%
Adapting to the new digital-first environment. Many financial service firms are accelerating their plans to implement next-gen technologies and the underlying data and analytics that power them.
of C-suite executives say Digital Transformation is now their most important strategic initiative.
56%
Innovation starts at the top. “Forward-thinking CEOs who embrace next-generation technology to drive their business roadmap against specific success metrics are best positioned to succeed in this rapidly evolving environment.”
of investors say the quality of communications they receive from their advisor or brokerage firm impacts their loyalty.
69%
Put your digital foot forward. Asking is only part of a successful drive to digital. You also must be equipped to execute. Preference management solutions can connect investor information across disparate, siloed systems.
New securities class actions are filed each year world-wide — billions of dollars are unclaimed by eligible institutions each year.”
250+
Maximize recoveries and minimize risk. Our end-to-end solution streamlines and automates asset recovery—from monitoring and filing to validation and payment distribution—so you can focus on your business objectives.
Investments receive a Fi360 Fiduciary Score to reflect prudent fiduciary management.
®
30K+
Improve risk management by implementing prudent investment processes with award-winning technology, analytics, training and certifications.
of senior executives say Artificial Intelligence is now significantly changing the way they work.
71%
Adapting to the new digital-first environment. Many financial service firms are accelerating their plans to implement next-gen technologies and the underlying data and analytics that power them.
of C-suite executives say Digital Transformation is now their most important strategic initiative.
56%
Innovation starts at the top. “Forward-thinking CEOs who embrace next-generation technology to drive their business roadmap against specific success metrics are best positioned to succeed in this rapidly evolving environment.”
of investors say the quality of communications they receive from their advisor or brokerage firm impacts their loyalty.
69%
Put your digital foot forward. Asking is only part of a successful drive to digital. You also must be equipped to execute. Preference management solutions can connect investor information across disparate, siloed systems.
New securities class actions are filed each year world-wide — billions of dollars are unclaimed by eligible institutions each year.
250+
Maximize recoveries and minimize risk. Our end-to-end solution streamlines and automates asset recovery—from monitoring and filing to validation and payment distribution—so you can focus on your business objectives.
Investments receive a Fi360 Fiduciary Score to reflect prudent fiduciary management.
®
30K+
Improve risk management by implementing prudent investment processes with award-winning technology, analytics, training and certifications.