Interactive: Explore the SEC's 490 Standalone Actions from 2018
Click a classification to view SEC enforcement actions from FY 2018.
Securities Offering
Source: U.S. Securities and Exchange Commission data
121 actions
Market Manipulation
32 actions
Transfer Agent, 2 actions
NRSRO, 2 actions
Inv. Adviser /
Inv. Company
108 actions
Issuer Reporting /
Audit & Accounting
79 actions
Insider Trading
51 actions
Broker Dealer
63 actions
Public Finance Abuse
15 actions
FCPA
13 actions
Exchanges, 1 actions
Miscellaneous, 3 actions