Cross sectors
Click the priorities in red to read their latest developments for this quarter
Consumer Duty
Operational risk and resilience
Diversity, equity and inclusion
Financial crime
Supervisory strategy
Holistic framework
Investment Firms Prudential Regime
FCA post-implementation review of the Guidance for firms on the fair treatment of vulnerable customers
Review of the Senior Managers and Certification Regime (SM&CR)
Operations/regulatory
Technology
Risk and finance
Credit risk
Financial resilience
Environmental, social and governance (ESG)
Cyber security and resilience
Outsourcing and third party risk
Model risk
System-Wide Exploratory Scenario Exercise (SWES)
Libor Transition
Regulatory technology (RegTech) and data
Transforming data collection
Click the coloured dots to see each sector's key priorities
Operations/regulatory
Risk and finance
Key priorities
Strategy
Model Risk Management (MRM) Principles for Banks
A strong and simple prudential framework for non-systemic banks and building societies
Implementation of the remaining Basel 3 banking standards (Basel 3.1)
Resolvability Assessment Framework (RAF)
Increasing ease of exit: Solvent exit planning
Reforming the ring-fencing regime for banks
Tailored Support Guidance (TSG) - Consultation Paper and Policy Statement
Cash Savings Market Review
Trading activity wind down
Banking in Q1-Q2 2024
A strong and simple prudential framework for non-systemic banks and building societies - Capital requirements for Simpler Regime Firms
Implementation of changes to the PRA110 reporting
UK implementation of the reformed Basel 3.1 standards
Revision of PRA109 (Operational Continuity in Resolution Reporting)
Ring fencing reforms
Leverage ratio - contingent leverage
Resolvability Assessment Framework (RAF)
Banking in Q3-Q4
Credit Information Market Study Final Report
End of Overnight and 12-month US dollar LIBOR
Amendments to the LCR and NSFR
Q3-Q4
Q3-Q4
Q1'24-Q2'24
Q1'24-Q2'24
Cross sectors
Technology
Confirmation of Payee (CoP)
End of Overnight and 12-month US dollar LIBOR
Review of the Securitisation Regulation
Wholesale Markets Review
Capital markets and solo-regulated firms in Q3-Q4
Implementing ISSB disclosure standards into FCA listing or transparency rules
Amendments to derivatives reporting regime under UK EMIR
Review of the Securitisation Regulation
Capital markets and solo-regulated firms in Q1-Q2 2024
End of Overnight and 12-month US dollar LIBOR
Overseas Funds Regime
Review of the UK Funds Regime
Liquidity mismatch in open ended daily-dealt property funds
Investment management in Q3-Q4
Review of the UK Funds Regime
Overseas Fund Review
Supervisory strategy for the asset management and alternatives portfolios
Solvency II remainder
Liquidity mismatch in open ended daily-dealt property funds
Investment management in Q1-Q2 2024
Evaluation of GI Pricing intervention
Insurance in Q3-Q4
Evaluation of GI Pricing intervention
Authorisation and supervision of insurance branches
Ease of Exit: insurance
Insurance Mediation and Distribution Directives (IMD/IDD)
Claims handling
Insurance in Q1-Q2 2024
UK prospectus regime review outcome
Accessing and using wholesale data
Access to cash FCA rules
Confirmation of Payee (CoP) - Specific Direction 17
Market review of card scheme and processing fees
Banking Data Review
Evaluation of the persistent debt intervention
UK CCR TLAC transfer
Digital Pound
Leverage ratio – contingent leverage
Considering the recommendations of the Investment Research Review
Senior Managers & Certification Regime (SM&CR) for Financial Market Infrastructures (FMIs)
Supervisory approach to wholesale cash
Changes to safeguarding requirements for payments and e-money institutions
Ensuring continuity of critical clearing services: the Bank of England’s approach to discretionary payments by central counterparties
Allowing a risk-based approach to payments
The PRIIPs Regulation/Consumer Composite Investments Regulation
Review of the short selling regulation - including a call for evidence
Primary Markets Effectiveness - UK Listings Review response
Consultation response on future financial services regulatory regime for cryptoassets
Authorised Push Payment (APP) scam prevention
Credit Information Market Study Final Report
Implementation of changes to the PRA110 reporting
Leverage ratio - contingent leverage
UK implementation of the reformed Basel 3.1 standards
Revision of PRA109 (Operational Continuity in Resolution Reporting)
Ring fencing reforms
Resolvability Assessment Framework (RAF)
End of Overnight and 12-month US dollar LIBOR
Amendments to the LCR and NSFR
Banking Data Review
Evaluation of the persistent debt intervention
UK CCR TLAC transfer
A strong and simple prudential framework for non-systemic banks and building societies - Capital requirements for Simpler Regime Firms
Banking in Q3-Q4
Confirmation of Payee (CoP)
End of Overnight and 12-month US dollar LIBOR
Review of the Securitisation Regulation
Wholesale Markets Review
The PRIIPs Regulation/Consumer Composite Investments Regulation
Review of the short selling regulation - including a call for evidence
Primary Markets Effectiveness - UK Listings Review response
Consultation response on future financial services regulatory regime for cryptoassets
Authorised Push Payment (APP) scam prevention
Allowing a risk-based approach to payments
Implementing ISSB disclosure standards into FCA listing or transparency rules
Amendments to derivatives reporting regime under UK EMIR
Review of the Securitisation Regulation
UK prospectus regime review outcome
Supervisory approach to wholesale cash
Changes to safeguarding requirements for payments and e-money institutions
Ensuring continuity of critical clearing services: the Bank of England’s approach to discretionary payments by central counterparties
Accessing and using wholesale data
Digital Pound
Market review of card scheme and processing fees
Considering the recommendations of the Investment Research Review
Leverage ratio – contingent leverage
Senior Managers & Certification Regime (SM&CR) for Financial Market Infrastructures (FMIs)
Access to cash FCA rules
Confirmation of Payee (CoP) - Specific Direction 17
Cross sectors
Click the sectors in red to view their key priorities and developments for this quarter
Consumer Duty
Operational risk and resilience
Diversity and inclusion
Resolution
Operations/regulatory
Technology
Risk and finance
Credit risk
Financial resilience
Environmental, social and governance (ESG)
Regulatory technology (RegTech) and data
Cyber security and resilience
Outsourcing and third party risk
Model risk
AML/CTF regulatory
Click the coloured dots to see each sector's key priorities
Operations/regulatory
Risk and finance
Key priorities
Technology
Credit Information Market Study Final Report
Strong and simple prudential framework
Resolvability Assessment Framework (RAF)
Ring fencing reforms
Amendments to the LCR and NSFR
UK implementation of the reformed Basel 3.1 standards
Leverage ratio contingent leverage
End of Overnight and 12-month US dollar LIBOR
Q3-Q4
Q3-Q4
Q1'24-Q2'24
Q1'24-Q2'24
Cross sectors
Banking in Q1-Q2 2024
Strong and simple prudential framework
Implementation of changes to the PRA110 reporting
UK implementation of the reformed Basel 3.1 standards
Revision of PRA109 (Operational Continuity in Resolution Reporting)
Ring fencing reforms
Leverage ratio - contingent leverage
Resolvability Assessment Framework (RAF)
Banking in Q3-Q4
Credit Information Market Study Final Report
End of Overnight and 12-month US dollar LIBOR
Amendments to the LCR and NSFR
Cross sectors
Cross sectors
Click the sectors in red to view their key priorities and developments for this quarter
Consumer Duty
Operational risk and resilience
Diversity and inclusion
Resolution
Operations/regulatory
Technology
Risk and finance
Credit risk
Financial resilience
Environmental, social and governance (ESG)
Regulatory technology (RegTech) and data
Cyber security and resilience
Outsourcing and third party risk
Model risk
AML/CTF regulatory
Click the wheel segments to see each sector's key priorities
UK implementation of the reformed Basel 3.1 standards
Ring fencing reforms
2022 Annual Cyclical Scenario (ACS) stress test
Credit Information Market Study Final Report
Strong and simple prudential framework
Q1-Q2
Resolvability Assessment Framework (RAF)
Ring fencing reforms
Amendments to the LCR and NSFR
UK implementation of the reformed Basel 3.1 standards
Leverage ratio contingent leverage
End of Overnight and 12-month US dollar LIBOR
Revision of PRA109 (Operational Continuity in Resolution Reporting)
Implementation of changes to the PRA110 reporting
Q3-Q4
Banking
Consultation on principles for sound model risk management (MRM) practices
Consultation and revision of the UK Corporate Governance Code
Discussion paper on liquid asset usability
Strong and simple prudential framework
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Operations/regulatory
Risk and finance
Key priorities
Q1-Q2
Q1-Q2