Navigating shareholding disclosure
Shareholding disclosure compliance is increasingly complex due to a global patchwork of regulations and the challenge of managing vast amounts of data. Firms must navigate rapidly changing rules while preventing costly errors. This presentation explores how automation, high-quality data and expert partnerships can help streamline compliance.
Streamlining shareholding disclosure compliance
At LSEG we equip compliance teams with the knowledge needed to navigate requirements effectively. Explore our regulatory services
Regulatory complexity
across jurisdictions
“With quality data and robust automation, financial firms that need to provide shareholding disclosures, such as short-selling positions, are able to do so quickly and efficiently.”
Janardhan Yalapalli
Corporate Actions Data Manager, LSEG
Impact of rapid
regulatory changes
Regulatory complexity across jurisdictions
Data management and
reporting challenges
LSEG’s shareholding disclosure partners
Simplify regulatory compliance
May 2023
Droit
LSEG’s Regulatory Playbook offers essential guidance on navigating complex regulations, including Shareholding Disclosure, FRTB and Mifid II.
Regulatory reporting best practices
Discover emerging technologies that streamline regulatory reporting, reduce costs and improve compliance. This regulatory reporting webinar covers automation, artificial intelligence and practical solutions for next-generation regulatory reporting.
At Droit, we build mission-critical, breakthrough products to advance global regulatory compliance and real-time controls. We are pioneers in computational law and automating intelligent decision-making. We see the complexity of rules and regulations as an opportunity for better action.
We see regulatory complexity as an opportunity to advance global regulatory compliance and real-time controls. Droit continues to broaden its industry reach and offer clients breakthrough products, enabling them to take the next right action.
Disclaimer
Outsourcing data
and calculations
droit.tech
Artius Global
Innovative regulatory technology for shareholding disclosure in capital markets. Ensure compliance and mitigate risk.
We are committed to fostering a culture of collaboration and trust that encompasses our clients, colleagues and community. By harnessing the collective genius of our diverse team, we cultivate an environment of continuous learning and attentive listening. This commitment empowers us to innovate and deliver products of unparalleled quality that not only fulfil our clients’ aspirations but also enrich the broader community. Together we endeavour to create a lasting impact and nurture a spirit of shared success, elevating all those we engage with.
artiusglobal.com
Fund Apps
FundApps is a company powered by experts, with a client community of thousands and a culture underpinned by ethics. We are all about future-proofing our compliance monitoring and reporting software so we can always monitor the £19 trillion of assets under management for the industry’s most active and happiest global compliance community.
We help compliance teams respond more efficiently to
regulatory change, increase certainty and reduce complexity
in compliance processes.
fundapps.co
Kaizen
Kaizen is a regulatory and data specialist on a mission to revolutionise the way people work with compliance and regulation. We make it easier for firms to comply with the ever-changing and complex regulatory landscape.
We work in partnership with leading organisations that share our passion for improving the way firms work with regulation.
kaizenreporting.com
Nasdaq AxiomSL
With its data integrity and control platform providing a foundation for data ingestion, enrichment, processing, validation and reporting, Nasdaq AxiomSL’s comprehensive Global Shareholding Disclosures solution addresses all of the challenges facing reporting firms.
Our end-to-end trading, treasury, risk management and regulatory compliance solutions enable financial institutions to consolidate and streamline their operations, helping you optimise investment, unlock value and drive growth. At Nasdaq, we give our customers confidence that we are solving today’s challenges, while unlocking opportunities for their futures.
adenza.com
Data management and reporting challenges
Impact of rapid regulatory changes
Get the confidence to comply with SEC Rule 13f-2
Explore more
The benefits of outsourcing data and calculations
