The Risk Spotter provides a regulatory risk assessment customized for your company or products.
What does it do?
Contacts
Learn more
Identify relevant regulatory agencies, licensing requirements and compliance obligations based on product/service offerings, geographic footprint and customer base
If you want to go further, it also makes it easy and efficient to connect with our team to:
The results help identify which products and business activities are likely to trigger regulatory scrutiny
GET IN TOUCH
John Bautista
GET IN TOUCH
Clint Rockwell
GET STARTED HERE
Review your results, which include the activities that may subject your company
to regulatory risks
Complete a questionnaire that will take less than 10 minutes
The Financial Services Regulatory Risk Spotter is free and simple to use:
The convergence of financial services and tech means more companies must comply with a fast-changing financial regulatory framework than ever before.
How to use it
Federal and state agencies are increasingly focused on
technology companies — expanding the boundaries of their supervision and making it difficult to determine which of your products or services are covered.
Orrick’s Financial Services Regulatory Risk Spotter is a free resource that
can help identify the extent to which your company’s activities may present regulatory risks so you can prioritize compliance management activities.
Prioritize risk management strategies
Connect with Orrick attorneys for additional information regarding your company’s regulatory risks and recommended action items
GET IN TOUCH
John Bautista
GET IN TOUCH
Clint Rockwell
CONTACTS
GET STARTED HERE
Connect with Orrick attorneys for additional information regarding
your company’s
regulatory risks and recommended action items
Review your results, which include the activities that may subject your company to regulatory risks
Complete a questionnaire in 7-10 minutes
The Financial Services Regulatory Tool is simple to use:
HOW TO USE IT
Recommend options to mitigate and manage risk
Identify relevant regulatory agencies, licensing requirements and compliance obligations based on product/service offerings, geographic footprint and customer base
Connect with Orrick attorneys to:
Assess which products and business activities are likely to trigger regulatory scrutiny
Orrick’s Financial Services Regulatory Tool provides a regulatory risk assessment customized for your company or products.
WHAT DOES IT DO?
Learn more
Orrick’s Financial Services Regulatory Tool can help companies identify the extent to which their activities may present regulatory risks, which in turn provides a path for navigating the patchwork of evolving regulations.
Federal, state and other agencies revise, propose or issue regulations on an ongoing basis. They are increasingly focused on tech – expanding the boundaries of their reach and making it hard for in-house compliance teams to keep up.
Regulations affecting fintech and financial services are changing at a rapid pace – and the convergence of finance and tech means more companies than ever must comply.
ADDITIONAL RESOURCES
HOW TO USE IT
