The Risk Spotter provides a regulatory risk assessment customized for your company or products.
What does it do?
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Identify relevant regulatory agencies, licensing requirements and compliance obligations based on product/service offerings, geographic footprint and customer base
If you want to go further, it also makes it easy and efficient to connect with our team to:
The results help identify which products and business activities are likely to trigger regulatory scrutiny
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John Bautista
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Clint Rockwell
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Review your results, which include the activities that may subject your company
to regulatory risks
Complete a questionnaire that will take less than 10 minutes
The Financial Services Regulatory Risk Spotter is free and simple to use:
The convergence of financial services and tech means more companies must comply with a fast-changing financial regulatory framework than ever before.
How to use it
Federal and state agencies are increasingly focused on
technology companies — expanding the boundaries of their supervision and making it difficult to determine which of your products or services are covered.
Orrick’s Financial Services Regulatory Risk Spotter is a free resource that
can help identify the extent to which your company’s activities may present regulatory risks so you can prioritize compliance management activities.
Prioritize risk management strategies
Connect with Orrick attorneys for additional information regarding your company’s regulatory risks and recommended action items
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